South Shore Mortgage’s Statement on Predatory Lending

South Shore has been serving the mortgage needs of its customers for 18 years. South Shore has adopted this Statement against Predatory Lending Practices, as well numerous other safeguards and procedures, including internal established practices in order to help insure that our customers receive fair and equitable treatment in the origination of their mortgage.

South Shore Mortgage is using Fannie Mae and Freddie Mac’s Automated Underwriter to help expand the products they offer to borrowers who have blemished credit histories. The Automated systems will recommend approval of a mortgage with a credit-risk pricing adjustment only if such an adjustment is warranted after a comprehensive assessment of all of the risk factors present in the loan application. In fact, these systems recommend approval many applicants who have slightly impaired credit without requiring a credit-risk pricing.

 

Our goal is to work to reduce consumer costs, break down barriers to homeownership, and serve as a catalyst for financing options. An important component of this goal is to expand the availability of lower-cost mortgage products to consumers who have blemished credit histories and limited savings. Historically, many of these families have relied on the sub-prime market to meet their financing needs. While many families have been well served by that market, far too many have had to pay higher costs than necessary and, even worse, have experienced abusive lending practices.

South Shore strongly disapproves of abusive or predatory lending practices by any of its employees or agents, and requires its employees to receive training to spot predatory lending practices in an effort to prevent them. South Shore requires all new loan officers and processors to acknowledge South Shore’s Anti-Predatory Lending Policy, and to adhere to practices intended to eliminate predatory lending and treat all borrowers fairly and equitably. In addition, South Shore complies with all applicable state and federal laws and regulations, including, but not limited to the Equal Credit Opportunity Act, the Fair Housing Act, the Fair Credit Reporting Act, the Truth in Lending Act, and the Real Estate Settlement Procedures Act.

Prospective borrowers are encouraged to seek loan counseling prior to obtaining a mortgage, and the US Department of Housing and Urban Development can provide you with a list of loan counselors in your area (see http://www.hud.gov/consumer/ or http://www.hud.gov/offices/hsg/sfh/hcc/hccprof14.cfm for more information, or contact HUD at 1-888-466-3487).

South Shore’s Established Practices on Predatory Lending

South Shore has adopted the following additional safeguards to ensure fair and equitable treatment of consumers:

·        Borrowers Should Not Be Steered to Inappropriate Products.

"steering" a borrower toward a mortgage with a higher interest rate and/or fees even when the borrower could qualify under a less costly financing alternative; approving a mortgage based solely on the value of the property without considering whether the borrower has the ability to repay the debt (which could result in the borrower's losing his or her home); multiple refinancing of a mortgage without any real economic benefit to the borrower (for example, a refinancing that has no appreciable effect on the mortgage interest rate, payments or term, but which results in the borrower's having to pay another round of fees that worsen his or her financial position); charging excessive fees and points (which can result in the "stripping" away of the borrower's equity in the property); failing to disclose prepayment premiums to the borrower or using them as a method to prevent a victim of "steering" from being able to refinance to a lower-rate mortgage; and charging a higher rate of interest after a mortgage goes into default.

 

·        Lenders Should Determine That All Borrowers Have the Ability to Repay Their Loans.

A lender's credit decision should be based primarily on the repayment ability of the borrower. Regardless of the underwriting method the lender uses, the lender's underwriting of the mortgage confirms that, at the time of loan origination, the borrower can afford to make the mortgage payments. This determination of the borrower's ability to repay is reached by relating the borrower's income, assets, and liabilities to the proposed mortgage payment. The willingness to purchase mortgages made to borrowers who have blemished credit histories, notwithstanding their higher credit risk, is still predicated on the use of underwriting standards (either Fannie Mae, Freddie Mac or the lender's) that confirm that the borrower has a reasonable ability to make the mortgage payments and is likely to do so in a manner that will enable him or her to successfully maintain homeownership.

  • Lenders Should Not "Flip" Customers. "Flipping" refers to the practice where a lender refinances a loan with a larger loan where the additional proceeds are largely used for fees and charges, and resulting in the borrower's equity being stripped from the property.
  • All Borrowers Should Be Fully Informed of All Loan Terms and Conditions, Including the Risks and Benefits of the Loan Transaction. Applicable disclosures should comply with legal requirements and should provide adequate explanation of all pertinent loan terms and conditions, including any yield-spread or service-release premium. In addition, marketing practices and materials should not be deceptive or exploitative. Advance Disclosures, Final Disclosures, Lenders Closing Instructions, State specific forms, Final HUD-1

·        Fees and Rates.

Fees and rates should be representative of the associated credit risks and/or costs and services associated with the origination of the loan and properly disclosed. Loan fees must be proportionate to the costs of origination and the credit risk presented to the borrower. Mortgages are not eligible for origination if the total points and fees charged to the borrower are greater than 5% of the mortgage amount, except when this limitation would result in an unprofitable origination for the lender (for example, because of the small size of the mortgage). Under this guideline, points and fees include origination fees, underwriting fees, broker fees, finder's fees, and charges that the lender imposes as a condition of making the loan -- whether they are paid to the lender or a third party. Points and fees that do not have to be counted against this limitation include bona fide discount points, as well as fees paid for actual services rendered in connection with the origination of the mortgage, such as: attorneys' fees, notary's fees, and fees paid for property appraisals, credit reports, surveys, title examinations and extracts, flood and tax certifications, and home inspections; the cost of mortgage insurance or credit-risk price adjustments; the costs of title, hazard, and flood insurance policies; state and local transfer taxes or fees; escrow deposits for the future payment of taxes and insurance premiums; and other miscellaneous fees and charges that, in total, do not exceed 0.25% of the loan amount.

 

·        Insurance Bundling.

Lump-sum insurance products, such as credit life insurance, disability insurance, home warranties, etc., should not be a condition of the loan. Credit life insurance policies are life insurance policies that a borrower may purchase to provide benefits that can be applied toward repayment of a mortgage loan should the borrower die before the loan is paid off. Although some borrowers choose to obtain credit life insurance policies, no borrower should be required to purchase such policies as a condition of obtaining a mortgage. A mortgage is not eligible for origination if the borrower obtained a prepaid single-premium credit life insurance policy in connection with the origination of the mortgage, regardless of whether the premium is financed in the mortgage amount or paid from the borrower's funds. This prohibition does not apply to credit life insurance policies that require separately identified premium payments on a monthly or annual basis or to prepaid hazard, flood, or mortgage insurance policies.

 

 

·        Prepayment Penalties.

Prepayment penalties should be fair and fully disclosed.    A mortgage that has a prepayment premium should provide some benefit to the borrower (such as a rate or fee reduction for accepting the prepayment premium). The borrower should also be offered the choice of another mortgage product that does not require payment of such a premium. The terms of the mortgage provision that requires a prepayment premium should be adequately disclosed to the borrower.  The prepayment premium should not be charged when the mortgage debt is accelerated as the result of the borrower's default in making his or her mortgage payments.

 

·        Lenders Should Report Borrowers' Payment History to Credit Bureaus.

Reporting such information enables consumers to improve their credit profile and have access to more favorable financing. A key factor that affects a borrower's credit record is the amount of information that the credit repositories have on hand about the borrower's payment history. Some lenders in the sub-prime market do not report a borrower's payment history to the credit repositories or may report only when payments are delinquent. We believe that it is important for a borrower's entire payment history to be reported to the credit repositories since that gives a borrower who has a good payment record more opportunities to obtain new financing (and better mortgage terms) when the need arises.

To assure that the credit repositories have up-to-date information about both servicing and origination activity, full-file credit should be reported for all Fannie Mae or Freddie Mac owned or -securitized mortgages. Lenders should make sure that they report one of the following statuses each month for each mortgage that they are servicing for Fannie Mae or Freddie Mac -- new origination, current, delinquent (30-, 60-, 90-days, etc.), foreclosed, or charged-off.

 

·        Escrow Deposit Accounts.

South Shore Mortgage maintains an escrow deposit account for the monthly deposit of funds to pay taxes, ground rents, mortgage insurance premiums, and hazard and flood insurance premiums, as long as state law does not prohibit the establishment of an escrow deposit account for the mortgage. This protects the borrower from having to pay large annual or semiannual tax payments or insurance premiums in a lump-sum when they come due, which is particularly important when the borrower has not appropriately budgeted for these payments. We understand that some of the multiple re-financings that take place are attributable to the fact that the borrower initially was not required to have an escrow deposit account and subsequently could not come up with the funds needed to make the property tax payment, thus creating the need for a higher balance refinance mortgage to obtain the funds. We may waive the requirement for an escrow deposit account on a case-by-case basis, we suggest that such waivers not be granted to borrowers who have blemished credit histories and few cash reserves since these borrowers may have difficulties in making the required tax and insurance payments in a lump-sum.

  • Benefit to the Borrower. All loans must be made based on a bona fide and documented benefit to the consumer
  • Up Charging. The assessment of extra charges above an actual third party fee should never happen.
  • Anti-Predatory Lending Policy. South Shore strongly disapproves of abusive or predatory lending practices by any of its employees or agents.
  • Fair Lending/Non-Discrimination. South Shore is an equal housing lender and, in accordance with the Federal Equal Credit Opportunity Act, South Shore employs business practices that promote fair lending and will not tolerate discrimination relative to borrower race, color, religion, sex, handicap, familial status, age, national origin or ancestry.
  • Industry & Community Involvement. South Shore is committed to involvement with trade organizations, community groups, national associations, mortgage bankers, as well as state and local associations to continually develop and implement practices and disclosures that respond to the needs of consumers
  • Training. All South Shore Employees are required to undergo training on how to spot and prevent abusive or predatory lending.